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Financials Institutions Group

404 Compliance

SECTION 404 SERVICES:

The Sarbanes Oxley Act of 2002 (SOX) has had, and will continue to have, the greatest impact on publicly held companies and the accounting industry since the securities legislation of 1933 and 1934. Section 404 of the Act mandates management's assessment of internal controls over financial reporting. A company's auditor is required to attest to and report on management's assessment. Elliott Davis can assist CEOs, CFOs, boards of director and audit committees of public companies in complying with their various responsibilities under section 404.

Our experienced professionals can assist with:

• Training and education
• Implementation
• Planning
• Steering committee formation and functions
• Evaluation of existing documentation
• Mapping financial statements to processes
• Systems walk-through
• Documentation of systems
• Testing of Controls
• Remediation
• Auditing and reporting in conjunction with financial audits
  

Sarbanes-Oxley Compliance

 You might need our SOX Compliance services if you are:

• A member of the Board of Directors
• A member of the Audit Committee
• A member of management for an SEC registrant

 Our experienced team of auditors can help you by:

• Assisting with the evaluation and/or design of your company's corporate governance/internal control structure
• Assisting with preparing documentation to meet the requirements of SOX section 404
• Assisting with establishing the process to perform ongoing testing and monitoring of internal controls

Sarbanes-Oxley Act

Click here to read the Sarbanes-Oxley Act of 2002